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Showing posts with label SCOTUS. Show all posts
Showing posts with label SCOTUS. Show all posts

Friday, January 9, 2026

United States v. Alvarez-Machain, 504 U.S. 655 (1992) (DISSENTING OPINION: STEVENS,BLACKMUN AND O'CONNOR)

JUSTICE STEVENS, with whom JUSTICE BLACKMUN and JUSTICE O'CONNOR join, dissenting.

The Court correctly observes that this case raises a question of first impression. See ante, at 659. The case is unique for several reasons. It does not involve an ordinary abduction by a private kidnaper, or bounty hunter, as in Ker v. Illinois,119 U. S. 436 (1886); nor does it involve the apprehension of an American fugitive who committed a crime in one State and sought asylum in another, as in Frisbie v. Collins,342 U. S. 519 (1952). Rather, it involves this country's abduction of another country's citizen; it also involves a violation of the territorial integrity of that other country, with which this country has signed an extradition treaty. A Mexican citizen was kidnaped in Mexico and charged with a crime committed in Mexico; his offense allegedly violated both Mexican and American law. Mexico has formally 
 sels as well as domestic within the territorial waters of the United States, and that therefore the carrying of intoxicating liquors by foreign passenger ships violated those laws. A treaty was then successfully negotiated, giving the United States the right to seizure beyond the 3-mile limit (which it desired), and giving British passenger ships the right to bring liquor into United States waters so long as the liquor supply was sealed while in those waters (which Great Britain desired). Cook v. United States, supra.

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demanded on at least two separate occasions 1 that he be returned to Mexico and has represented that he will be prosecuted and, if convicted, punished for his offense.2 It is clear that Mexico's demand must be honored if this official abduction violated the 1978 Extradition Treaty between the United States and Mexico. In my opinion, a fair reading of the treaty in light of our decision in United States v. Rauscher,119 U. S. 407 (1886), and applicable principles of international law, leads inexorably to the conclusion that the District Court, United States v. Caro-Quintero, 745 F. Supp. 599 (CD Cal. 1990), and the Court of Appeals for the Ninth Circuit, 946 F.2d 1466 (1991) (per curiam), correctly construed that instrument. I The extradition treaty with Mexico3 is a comprehensive document containing 23 articles and an appendix listing the

1 The abduction of respondent occurred on April 2, 1990. United States v. Caro-Quintero, 745 F. Supp. 599,603 (CD Cal. 1990). Mexico responded quickly and unequivocally. Tr. of Oral Arg. 33; Brief for 

 Respondent 3. On April 18, 1990, Mexico requested an official report on the role of the United States in the abduction, and on May 16, 1990, and July 19, 1990, it sent diplomatic notes of protest from the Embassy of Mexico to the United States Department of State. See Brief for United Mexican States as Amicus Curiae (Mexican Amicus) 5-6; App. to Mexican Amicus 1a-24a. In the May 16th note, Mexico said that it believed that the abduction was "carried out with the knowledge of persons working for the U. S. government, in violation of the procedure established in the extradition treaty in force between the two countries," id., at 5a, and in the July 19th note, it requested the provisional arrest and extradition of the law enforcement agents allegedly involved in the abduction. Id., at 9a-15a.

2 Mexico has already tried a number of members involved in the conspiracy that resulted in the murder of the Drug Enforcement Administration agent. For example, Rafael Caro-Quintero, a co-conspirator of AlvarezMachain in this case, has already been imprisoned in Mexico on a 40-year sentence. See Brief for Lawyers Committee for Human Rights as Amicus Curiae 4.

3 Extradition Treaty, May 4, 1978, [1979] United States-United Mexican States, 31 U. S. T. 5059, T. I. A. S. No. 9656 (Treaty or Extradition Treaty).

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extraditable offenses covered by the agreement. The parties announced their purpose in the preamble: The two governments desire "to cooperate more closely in the fight against crime and, to this end, to mutually render better assistance in matters of extradition." 4 From the preamble, through the description of the parties' obligations with respect to offenses committed within as well as beyond the territory of a requesting party,5 the delineation of the procedures and evidentiary requirements for extradition,6 the spe- 4 Id., at 5061. In construing a treaty, the Court has the "responsibility to give the specific words of the treaty a meaning consistent with the shared expectations of the contracting parties." Air France v. Saks, 470 U. S. 392, 399 (1985). It is difficult to see how an interpretation that encourages unilateral action could foster cooperation and mutual assistance-the stated goals of the Treaty. See also Presidential Letter of Transmittal attached to Senate Advice and Consent 3 (Treaty would "make a significant contribution to international cooperation in law enforcement").

Extradition treaties prevent international conflict by providing agreed upon standards so that the parties may cooperate and avoid retaliatory invasions of territorial sovereignty. According to one writer, before extradition treaties became common, European states often granted asylum to fugitives from other states, with the result that "a sovereign could enforce the return of fugitives only by force of arms .... Extradition as an inducement to peaceful relations and friendly cooperation between states remained of little practical significance until after World War I." M. Bassiouni, International Extradition and World Public Order 6 (1974). This same writer explained that such treaties further the purpose of international law, which is "designed to protect the sovereignty and territorial integrity of states, and [to] restrict impermissible state conduct." 1 M. Bassiouni, International Extradition: United States Law and Practice, ch. 5, § 2, p. 194 (2d rev. ed. 1987).

 The object of reducing conflict by promoting cooperation explains why extradition treaties do not prohibit informal consensual delivery of fugitives, but why they do prohibit state-sponsored abductions. See Restatement (Third) of Foreign Relations (Restatement) § 432, and Comments a-c (1987).

5 Treaty, 31 U. S. T., at 5062, 5063 (Articles 2 and 4).6Id., at 5063, 5064-5065, 5066-5068, 5069 (Articles 3, 7, 10, 12, and 13).

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cial provisions for political offenses and capital punishment,7 and other details, the Treaty appears to have been designed to cover the entire subject of extradition. Thus, Article 22, entitled "Scope of Application," states that the "Treaty shall apply to offenses specified in Article 2 committed before and after this Treaty enters into force," and Article 2 directs that "[e]xtradition shall take place, subject to this Treaty, for willful acts which fall within any of [the extraditable offenses listed in] the clauses of the Appendix." 8 Moreover, as noted by the Court, ante, at 663, Article 9 expressly provides that neither contracting party is bound to deliver up its own nationals, although it may do so in its discretion, but if it does not do so, it "shall submit the case to its competent authorities for purposes of prosecution." 9

 The Government's claim that the Treaty is not exclusive, but permits forcible governmental kidnaping, would transform these, and other, provisions into little more than verbiage. For example, provisions requiring "sufficient" evidence to grant extradition (Art. 3), withholding extradition for political or military offenses (Art. 5), withholding extradition when the person sought has already been tried (Art. 6), withholding extradition when the statute of limitations for the crime has lapsed (Art. 7), and granting the requested country discretion to refuse to extradite an individual who would face the death penalty in the requesting country (Art. 8), would serve little purpose if the requesting country could simply kidnap the person. As the Court of Appeals for the Ninth Circuit recognized in a related case, "[e]ach of these provisions would be utterly frustrated if a kidnapping were held to be a permissible course of governmental conduct." United States v. Verdugo-Urquidez, 939 F.2d 1341, 1349 (1991). In addition, all of these provisions "only make sense if they are understood as requiring each treaty signatory to

7Id., at 5063-5064, 5065 (Articles 5 and 8). 8Id., at 5073-5074, 5062.

9Id., at 5065.

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comply with those procedures whenever it wishes to obtain jurisdiction over an individual who is located in another treaty nation." Id., at 1351. It is true, as the Court notes, that there is no express promise by either party to refrain from forcible abductions in the territory of the other nation. See ante, at 664, 665-666. Relying on that omission,lO the Court, in effect, concludes that the Treaty merely creates an optional method of obtaining jurisdiction over alleged offenders, and that the parties silently reserved the right to resort to self-help whenever they deem force more expeditious than legal process.ll If the United States, for example, thought it more expedient to torture or simply to execute a person rather than to attempt extradition, these options would be equally available because they, too, were not explicitly prohibited by the Treaty.12

10 The Court resorts to the same method of analysis as did the dissent in United States v. Rauscher, 119 U. S. 407 (1886). Chief Justice Waite would only recognize an explicit provision, and in the absence of one, he concluded that the treaty did not require that a person be tried only for the offense for which he had been extradited: "The treaty requires a delivery up to justice, on demand, of those accused of certain crimes, but says nothing about what shall be done with them after the delivery has been made. It might have provided that they should not be tried for any other offences than those for which they were surrendered, but it has not." Id., at 434. That approach was rejected by the Court in Rauscher and should also be rejected by the Court here.

 11 To make the point more starkly, the Court has, in effect, written into Article 9 a new provision, which says: "Notwithstanding paragraphs 1 and 2 of this Article, either Contracting Party can, without the consent of the other, abduct nationals from the territory of one Party to be tried in the territory of the other."

12 It is ironic that the United States has attempted to justify its unilateral action based on the kidnaping, torture, and murder of a federal agent by authorizing the kidnaping of respondent, for which the American law enforcement agents who participated have now been charged by Mexico. See App. to Mexican Amicus 5a. This goes to my earlier point, see n. 4, supra, that extradition treaties promote harmonious relations by providing for the orderly surrender of a person by one state to another, and without such treaties, resort to force often followed.

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That, however, is a highly improbable interpretation of a consensual agreement,13 which on its face appears to have been intended to set forth comprehensive and exclusive rules concerning the subject of extradition.14 In my opinion, "the manifest scope and object of the treaty itself," Rauscher, 119 U. S., at 422, plainly imply a mutual undertaking to respect the territorial integrity of the other contracting party. That opinion is confirmed by a consideration of the "legal context" in which the Treaty was negotiated.15 Cannon v. University of Chicago, 441 U. S. 677, 699 (1979).

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In Rauscher, the Court construed an extradition treaty that was far less comprehensive than the 1978 Treaty with Mexico. The 1842 treaty with Great Britain determined the boundary between the United States and Canada, provided for the suppression of the African slave trade, and also con- 13 This Court has previously described a treaty as generally "in its nature a contract between two nations," Foster v. Neilson, 2 Pet. 253, 314 (1829); see Rauscher, 119 U. S., at 418; it is also in this country the law of the land. 2 Pet., at 314; 119 U. S., at 418-419. 14 Mexico's understanding is that "[t]he extradition treaty governs comprehensively the delivery of all persons for trial in the requesting state 'for an offense committed outside the territory of the requesting Party.''' Brief for United Mexican States as Amicus Curiae, O. T. 1991, No. 91-670, p. 6. And Canada, with whom the United States also shares a large border and with whom the United States also has an extradition treaty, understands the treaty to be "the exclusive means for a requesting government to obtain ... a removal" of a person from its territory, unless a nation otherwise gives its consent. Brief for Government of Canada as Amicus Curiae 4.

15 The United States has offered no evidence from the negotiating record, ratification process, or later communications with Mexico to support the suggestion that a different understanding with Mexico was reached. See Bassiouni, International Extradition: United States Law and Practice, ch. 2, §4.3, at 82 ("Negotiations, preparatory works, and diplomatic correspondence are an integral part of thEe] surrounding 

 circumstances, and [are] often relied on by courts in ascertaining the intentions of the parties") (footnote omitted).


676 tained one paragraph authorizing the extradition of fugitives "in certain cases." 8 Stat. 576. In Article X, each nation agreed to "deliver up to justice all persons" properly charged with anyone of seven specific crimes, including murder. 119 U. S., at 421.16 After Rauscher had been extradited for murder, he was charged with the lesser offense of inflicting cruel and unusual punishment on a member of the crew of a vessel on the high seas. Although the treaty did not purport to place any limit on the jurisdiction of the demanding state after acquiring custody of the fugitive, this Court held that he could not be tried for any offense other than murder.17 Thus, the treaty constituted the exclusive means by which

16 Article X of the Treaty provided:

 "It is agreed that the United States and Her Britannic Majesty shall, upon mutual requisitions by them, or their ministers, officers, or authorities, respectively made, deliver up to justice all persons who, being charged with the crime of murder, or assault with intent to commit murder, or piracy, or arson, or robbery, or forgery, or the utterance of forged paper, committed within the jurisdiction of either, shall seek an asylum, or shall be found, within the territories of the other: provided that this shall only be done upon such evidence of criminality as, according to the laws of the place where the fugitive or person so charged shall be found, would justify his apprehension and commitment for trial, if the crime or offence had there been committed: and the respective judges and other magistrates of the two Governments shall have power, jurisdiction, and authority, upon complaint made under oath, to issue a warrant for the apprehension of the fugitive or person so charged, that he may be brought before such judges or other magistrates, respectively, to the end that the evidence of criminality may be heard and considered; and if, on such hearing, the evidence be deemed sufficient to sustain the charge, it shall be the duty of the examining judge or magistrate to certify the same to the proper Executive authority, that a warrant may issue for the surrender of such fugitive. The expense of such apprehension and delivery shall be borne and defrayed by the party who makes the requisition, and receives the fugitive." 8 Stat. 576.

17The doctrine defined by the Court in Rauscher-that a person can be tried only for the crime for which he had been extradited-has come to be known as the "doctrine of specialty."

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the United States could obtain jurisdiction over a defendant within the territorial jurisdiction of Great Britain.

The Court noted that the treaty included several specific provisions, such as the crimes for which one could be extradited, the process by which the extradition was to be carried out, and even the evidence that was to be produced, and concluded that "the fair purpose of the treaty is, that the person shall be delivered up to be tried for that offence and for no other." Id., at 423. The Court reasoned that it did not make sense for the treaty to provide such specifics only to have the person "pas[s] into the hands of the country which charges him with the offence, free from all the positive requirements and just implications of the treaty under which the transfer of his person takes place." Id., at 421. To interpret the treaty in a contrary way would mean that a country could request extradition of a person for one of the seven crimes covered by the treaty, and then try the person for another crime, such as a political crime, which was clearly not covered by the treaty; this result, the Court concluded, was clearly contrary to the intent of the parties and the purpose of the treaty. Rejecting an argument that the sole purpose of Article X was to provide a procedure for the transfer of an individual from the jurisdiction of one sovereign to another, the Court stated:
"No such view of solemn public treaties between the great nations of the earth can be sustained by a tribunal called upon to give judicial construction to them.
"The opposite view has been attempted to be maintained in this country upon the ground that there is no express limitation in the treaty of the right of the country in which the offence was committed to try the person for the crime alone for which he was extradited, and that once being within the jurisdiction of that country, no matter by what contrivance or fraud or by what pretence of establishing a charge provided for by the extra-678
dition treaty he may have been brought within the jurisdiction, he is, when here, liable to be tried for any offence against the laws as though arrested here originally. This proposition of the absence of express restriction in the treaty of the right to try him for other offences than that for which he was extradited, is met by the manifest scope and object of the treaty itself." Id., at 422.
Thus, the Extradition Treaty, as understood in the context of cases that have addressed similar issues, suffices to protect the defendant from prosecution despite the absence of any express language in the Treaty itself purporting to limit this Nation's power to prosecute a defendant over whom it had lawfully acquired jurisdiction.18 Although the Court's conclusion in Rauscher was supported by a number of judicial precedents, the holdings in these cases were not nearly as uniform 19 as the consensus of international opinion that condemns one nation's violation of the territorial integrity of a friendly neighbor.20 It is 18 In its opinion, the Court suggests that the result in Rauscher was dictated by the fact that two federal statutes had imposed the doctrine of specialty upon extradition treaties. Ante, at 660. The two cited statutes, however, do not contain any language purporting to limit the jurisdiction of the court; rather, they merely provide for protection of the accused pending trial.19 In fact, both parties noted in their respective briefs several authorities that had held that a person could be tried for an offense other than the one for which he had been extradited. See Brief for United States in United States v. Rauscher, O. T. 1885, No. 1249, pp. 6-10 (citing United States v. Caldwell, 8 Blatchford 131 (SDNY 1871); United States v. Lawrence, 13 Blatchford 295 (SDNY 1876); Adriance v. Lagrave, 59 N. Y. 110 (1874)); Brief for Respondent in United States v. Rauscher, O. T. 1885, No. 1249, pp. 8-16.20 This principle is embodied in Article 17 of the Charter of the Organization of American States, Apr. 30, 1948,2 U. S. T. 2394, T. 1. A. S. No. 2361, as amended by the Protocol of Buenos Aires, Feb. 27, 1967,21 U. S. T. 607, T. 1. A. S. No. 6847, as well as numerous provisions of the United Nations Charter, June 26, 1945, 59 Stat. 1031, T. S. No. 993 (to which both the679 shocking that a party to an extradition treaty might believe that it has secretly reserved the right to make seizures of citizens in the other party's territory.21 Justice Story found it shocking enough that the United States would attempt to justify an American seizure of a foreign vessel in a Spanish port:
"But, even supposing, for a moment, that our laws had required an entry of The Apollon, in her transit, does it follow that the power to arrest her was meant to be given, after she had passed into the exclusive territory of a foreign nation? We think not. It would be monstrous to suppose that our revenue officers were authorized to enter into foreign ports and territories, for the purpose of seizing vessels which had offended against our laws. It cannot be presumed that congress would voluntarily justify such a clear violation of the laws of nations." The Apollon, 9 Wheat. 362, 370-371 (1824) (emphasis added).22
United States and Mexico are signatories). See generally Mann, Reflections on the Prosecution of Persons Abducted in Breach of International Law, in International Law at a Time of Perplexity 407 (Y. Dinstein & M. Tabory eds. 1989).21 When Abraham Sofaer, Legal Adviser of the State Department, was questioned at a congressional hearing, he resisted the notion that such seizures were acceptable: "'Can you imagine us going into Paris and seizing some person we regard as a terrorist ... ? [H]ow would we feel if some foreign nation-let us take the United Kingdom-came over here and seized some terrorist suspect in New York City, or Boston, or Philadelphia, ... because we refused through the normal channels of international, legal communications, to extradite that individual?'" Bill To Authorize Prosecution of Terrorists and Others Who Attack U. S. Government Employees and Citizens Abroad: Hearing before the Subcommittee on Security and Terrorism of the Senate Committee on the Judiciary, 99th Cong., 1st Sess., 63 (1985). 22Justice Story's opinion continued: "The arrest of the offending vessel must, therefore, be restrained to places where our jurisdiction is complete, to our own waters, or to the ocean, the common highway of all nations. It is said, that there is a revenue
680 The law of nations, as understood by Justice Story in 1824, has not changed. Thus, a leading treatise explains:

 

 

"A State must not perform acts of sovereignty in the territory of another State.
"It is ... a breach of International Law for a State to send its agents to the territory of another State to apprehend persons accused of having committed a crime. Apart from other satisfaction, the first duty of the offending State is to hand over the person in question to the State in whose territory he was apprehended." 1 Oppenheim's International Law 295, and n. 1 (H. Lauterpacht 8th ed. 1955).23

Commenting on the precise issue raised by this case, the chief reporter for the American Law Institute's Restatement of Foreign Relations used language reminiscent of Justice Story's characterization of an official seizure in a foreign jurisdiction as "monstrous":

 jurisdiction, which is distinct from the ordinary maritime jurisdiction over waters within the range of a common shot from our shores. And the provisions in the Collection Act of 1799, which authorize a visitation of vessels within four leagues of our coasts, are referred to in proof of the assertion. But where is that right of visitation to be exercised? In a foreign territory, in the exclusive jurisdiction of another sovereign? Certainly not; for the very terms of the act confine it to the ocean, where all nations have a common right, and exercise a common sovereignty. And over what vessels is this right of visitation to be exercised? By the very words of the act, over our own vessels, and over foreign vessels bound to our ports, and over no others. To have gone beyond this, would have been an usurpation of exclusive sovereignty on the ocean, and an exercise of an universal right of search, a right which has never yet been acknowledged by other nations, and would be resisted by none with more pertinacity than by the American." The Apollon, 9 Wheat., at 371-372.

23 See Restatement § 432, Comment c ("If the unauthorized action includes abduction of a person, the state from which the person was abducted may demand return of the person, and international law requires that he be returned").

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"When done without consent of the foreign government, abducting a person from a foreign country is a gross violation of international law and gross disrespect for a norm high in the opinion of mankind. I t is a blatant violation of the territorial integrity of another state; it eviscerates the extradition system (established by a comprehensive network of treaties involving virtually all states)." 24

In the Rauscher case, the legal background that supported the decision to imply a covenant not to prosecute for an offense different from that for which extradition had been granted was far less clear than the rule against invading the territorial integrity of a treaty partner that supports Mexico's position in this case.25 If Rauscher was correctly decided-and I am convinced that it was-its rationale clearly dictates a comparable 

 result in this case.26

24 Henkin, A Decent Respect to the Opinions of Mankind, 25 John Marshall L. Rev. 215, 231 (1992) (footnote omitted). 25 Thus, the Restatement states in part: "(2) A state's law enforcement officers may exercise their functions in the territory of another state only with the consent of the other state, given by duly authorized officials of that state. "c. Consequences of violation of territorial limits of law enforcement. If a state's law enforcement officials exercise their functions in the territory of another state without the latter's consent, that state is entitled to protest and, in appropriate cases, to receive reparation from the offending state. If the unauthorized action includes abduction of a person, the state from which the person was abducted may demand return of the person, and international law requires that he be returned. If the state from which the person was abducted does not demand his return, under the prevailing view the abducting state may proceed to prosecute him under its laws." § 432, and Comment c.

26Just as Rauscher had standing to raise the treaty violation issue, respondent may raise a comparable issue in this case. Certainly, if an individual who is not a party to an agreement between the United States and another country is permitted to assert the rights of that country in our courts, as is true in the specialty cases, then the same rule must apply to

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III A critical flaw pervades the Court's entire OpInIOn. It fails to differentiate between the conduct of private citizens, which does not violate any treaty obligation, and conduct expressly authorized by the Executive Branch of the Government, which unquestionably constitutes a flagrant violation of internationallaw,27 and in my opinion, also constitutes a breach of our treaty obligations. Thus, at the outset of its opinion, the Court states the issue as "whether a criminal defendant, abducted to the United States from a nation with which it has an extradition treaty, thereby acquires a defense to the jurisdiction of this country's courts." Ante, at 657. That, of course, is the question decided in Ker v. Illinois,119 U. S. 436 (1886); it is not, however, the question presented for decision today. The importance of the distinction between a court's exercise of jurisdiction over either a person or property that has been wrongfully seized by a private citizen, or even by a state law enforcement agent, on the one hand, and the attempted exercise of jurisdiction predicated on a seizure by federal officers acting beyond the authority conferred by treaty, on the other hand, is explained by Justice Brandeis in his opinion for the Court in Cook v. United States,288 U. S. 102 (1933). That case involved a construction of a Prohibition Era treaty with Great Britain that authorized American agents to board certain British vessels to ascertain whether they were engaged in importing alcoholic beverages. A

the individual who has been a victim of this country's breach of an extradition treaty and who wishes to assert the rights of that country in our courts after that country has already registered its protest.

 27 "In the international legal order, treaties are concluded by states against a background of customary international law. Norms of customary international law specify the circumstances in which the failure of one party to fulfill its treaty obligations will ,permit the other to rescind the treaty, retaliate, or take other steps." Vazquez, Treaty-Based Rights and Remedies of Individuals, 92 Colum. L. Rev. 1082, 1157 (1992).


683 British vessel was boarded 111/2 miles off the coast of Massachusetts, found to be carrying unmanifested alcoholic beverages, and taken into port. The Collector of Customs assessed a penalty which he attempted to collect by means of libels against both the cargo and the seized vessel.

The Court held that the seizure was not authorized by the treaty because it occurred more than 10 miles off shore.28 The Government argued that the illegality of the seizure was immaterial because, as in Ker, the court's jurisdiction was supported by possession even if the seizure was wrongful. Justice Brandeis acknowledged that the argument would succeed if the seizure had been made by a private party without authority to act for the Government, but that a different rule prevails when the Government itself lacks the power to seize. Relying on Rauscher, and distinguishing Ker, he explained:

 

"Fourth. As the Mazel Tov was seized without warrant of law, the libels were properly dismissed. The Government contends that the alleged illegality of the seizure is immaterial. It argues that the facts proved show a violation of our law for which the penalty of forfeiture is prescribed; that the United States may, by filing a libel for forfeiture, ratify what otherwise would have been an illegal seizure; that the seized vessel having been brought into the Port of Providence, the federal court for Rhode Island acquired jurisdiction; and that, moreover, the claimant by answering to the merits waived any right to object to enforcement of the penalties. The argument rests upon misconceptions.
"It is true that where the United States, having possession of property, files a libel to enforce a forfeiture resulting from a violation of its laws, the fact that the possession was acquired by a wrongful act is immaterial.
28 The treaty provided that the boarding rights could not be exercised at a greater distance from the coast than the vessel could traverse in one hour, and the seized vessel's speed did not exceed 10 miles an hour. Cook v. United States, 288 U. S., at 107, 110.

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Dodge v. United States, 272 U. S. 530, 532 [(1926)]. Compare Ker v. Illinois, 119 U. S. 436, 444. The doctrine rests primarily upon the common-law rules that any person may, at his peril, seize property which has become forfeited to, or forfeitable by, the Government; and that proceedings by the Government to enforce a forfeiture ratify a seizure made by one without authority, since ratification is equivalent to antecedent delegation of authority to seize. Gelston v. Hoyt, 3 Wheat. 246, 310 [(1818)]; Taylor v. United States, 3 How. 197, 205-206 [(1845)]. The doctrine is not applicable here. The objection to the seizure is not that it was wrongful merely because made by one upon whom the Government had not conferred authority to seize at the place where the seizure was made. The objection is that the Government itself lacked power to seize, since by the Treaty it had imposed a territorial limitation upon its own authority. The Treaty fixes the conditions under which a 'vessel may be seized and taken into a port of the United States, its territories or possessions for adjudication in accordance with' the applicable laws. Thereby, Great Britain agreed that adjudication may follow a rightful seizure. Our Government, lacking power to seize, lacked power, because of the Treaty, to subject the vessel to our laws. To hold that adjudication may follow a wrongful seizure would go far to nullify the purpose and effect of the Treaty. Compare United States v. Rauscher, 119 U. S. 407." Cook v. United States, 288 U. S., at 120-122.

The same reasoning was employed by Justice Miller to explain why the holding in Rauscher did not apply to the Ker case. The arresting officer in Ker did not pretend to be acting in any official capacity when he kidnaped Ker. As Justice Miller noted, "the facts show that it was a clear case of kidnapping within the dominions of Peru, without any pretence of authority under the treaty or from the government

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of the United States." Ker v. Illinois, 119 U. S., at 443 (emphasis added).29 The exact opposite is true in this case, as it was in Cook.30 The Court's failure to differentiate between private abductions and official invasions of another sovereign's territory also accounts for its misplaced reliance on the 1935 proposal made by the Advisory Committee on Research in International Law. See ante, at 665-666, and n. 13. As the text of that proposal plainly states, it would have rejected the rule of the Ker case.31 The failure to adopt that recommendation does not speak to the issue the Court decides today. The

29 As the Illinois Supreme Court described the action:

 "The arrest and detention of [Ker] was not by any authority of the general government, and no obligation is implied on the part of the Federal or any State government .... The invasion of the sovereignty of Peru, if any wrong was done, was by individuals, perhaps some of them owing no allegiance to the United States, and not by the Federal government." Ker v. Illinois, 110 Ill. 627, 643 (1884).

30 The Martinez incident discussed by the Court, see ante, at 665, n. 11, also involved an abduction by a private party; the reference to the Ker precedent was therefore appropriate in that case. On the other hand, the letter written by Secretary of State Blaine to the Governor of Texas in 1881 unequivocally disapproved of abductions by either party to an extradition treaty. In 1984, Secretary of State Schultz expressed the same opinion about an authorized kidnaping of a Canadian national. He remarked that, in view of the extradition treaty between the United States and Canada, it was understandable that Canada was "outraged" by the kidnaping and considered it to be "a violation of the treaty and of international law, as well as an affront to its sovereignty." See Leich, Contemporary Practice of the United States Relating to International Law, 78 Am. 31 Article 16 of the draft provides:

"In exercising jurisdiction under this Convention, no State shall prosecute or punish any person who has been brought within its territory or a place subject to its authority by recourse to measures in violation of international law or international convention without first obtaining the consent of the State or States whose rights have been violated by such measures." Harvard Research in International Law, Draft Convention on Jurisdiction with Respect to Crime, 29 Am. J. Int'l L. 435, 623 (Supp. 1935).

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Court's admittedly "shocking" disdain for customary and conventional international law principles, see ante, at 669, is thus entirely unsupported by case law and commentary. IV As the Court observes at the outset of its opinion, there is reason to believe that respondent participated in an especially brutal murder of an American law enforcement agent. That fact, if true, may explain the Executive's intense interest in punishing respondent in our courts.32 Such an explanation, however, provides no justification for disregarding the Rule of Law that this Court has a duty to uphold.33 That the Executive may wish to reinterpret 34 the Treaty to 32 See, e.g., Storm Arises Over Camarena; U. S. Wants Harder Line Adopted, Latin Am. Weekly Rep., Mar. 8, 1985, p. 10; U. S. Presses Mexico To Find Agent, Chicago Tribune, Feb. 20, 1985, p. 10. 33 As Justice Brandeis so wisely urged:

"In a government of laws, existence of the government will be imperilled if it fails to observe the law scrupulously. Our Government is the potent, the omnipresent teacher. For good or for ill, it teaches the 

 whole people by its example. Crime is contagious. If the Government becomes a lawbreaker, it breeds contempt for law; it invites every man to become a law unto himself; it invites anarchy. To declare that in the administration of the criminal law the end justifies the means-to declare that the Government may commit crimes in order to secure the conviction of a private criminal-would bring terrible retribution. Against that pernicious doctrine this Court should resolutely set its face." Olmstead v. United States, 277 U. S. 438, 485 (1928) (dissenting opinion).

34 Certainly, the Executive's view has changed over time. At one point, the Office of Legal Counsel advised the administration that such seizures were contrary to international law because they compromised the territorial integrity of the other nation and were only to be undertaken with the consent of that nation. 4B Op. Off. Legal Counsel 549, 556 (1980). More recently, that opinion was revised, and the new opinion concluded that the President did have the authority to override customary international law. Hearing before the Subcommittee on Civil and Constitutional Rights of the House Committee on the Judiciary, 101st Cong., 1st Sess., 4-5 (1989) (statement of William P. Barr, Assistant Attorney General, Office of Legal Counsel, U. S. Department of Justice).

 687

allow for an action that the Treaty in no way authorizes should not influence this Court's interpretation.35 Indeed, the desire for revenge exerts "a kind of hydraulic pressure ... before which even well settled principles of law will bend," Northern Securities Co. v. United States,193 U. S. 197, 401 (1904) (Holmes, J., dissenting), but it is precisely at such moments that we should remember and be guided by our duty "to render judgment evenly and dispassionately according to law, as each is given understanding to ascertain and apply it." United States v. Mine Workers,330 U. S. 258, 342 (1947) (Rutledge, J., dissenting). The way that we perform that duty in a case of this kind sets an example that other tribunals in other countries are sure to emulate. The significance of this Court's precedents is illustrated by a recent decision of the Court of Appeal of the Republic of South Africa. Based largely on its understanding of the import of this Court's cases-including our decision in Kerthat court held that the prosecution of a defendant kidnaped by agents of South Africa in another country must be dismissed. S v. Ebrahim, S. Afr. L. Rep. (Apr.-June 1991).36 The Court of Appeal of South Africa-indeed, I suspect most courts throughout the civilized world-will be deeply disturbed by the "monstrous" decision the Court announces today. For every nation that has an interest in preserving the Rule of Law is affected, directly or indirectly, by a deci-

35 Cf. Perkins v. Elg, 307 U. S. 325 (1939) (construing treaty in accordance with historical construction and refusing to defer to change in Executive policy); Johnson v. Browne, 205 U. S. 309 (1907) (rejecting Executive's 

 interpretation).

36 The South African court agreed with appellant that an "abduction represents a violation of the applicable rules of international law, that these rules are part of [South Mrican] law, and that this violation of the law deprives the Court ... of its competence to hear [appellant's] case .... " S. Afr. L. Rep., at 8-9.

688 sion of this character.37 As Thomas Paine warned, an "avidity to punish is always dangerous to liberty" because it leads a nation "to stretch, to misinterpret, and to misapply even the best of laws."3S To counter that tendency, he reminds us:
"He that would make his own liberty secure must guard even his enemy from oppression; for if he violates this duty he establishes a precedent that will reach to himself." 39

I respectfully dissent.

37 As Judge Mansfield presciently observed in a case not unlike the one before us today: "Society is the ultimate loser when, in order to convict the guilty, it uses methods that lead to decreased respect for the law." United States v. Toscanino, 500 F.2d 267, 274 (CA2 1974).

382 The Complete Writings of Thomas Paine 588 (P. Foner ed. 1945). 39 Ibid.

 

List of United States extradition treaties

 

 

Thursday, January 8, 2026

Learning Resources, Inc. v. Trump (Tariffs; (I))

No. 24-1287
 
Title: Learning Resources, Inc., et al., Petitioners
v.
Donald J. Trump, President of the United States, et al.
Docketed: June 17, 2025
Linked with: 25A327
Lower Ct: United States Court of Appeals for the District of Columbia Circuit
   Case Numbers: (25-5202)
Questions Presented


The Congressional Budget Office baseline assumes tariff revenue that the Supreme Court may be about to invalidate. The CBO integrated these tariffs into projections showing reduced primary deficits of approximately 2.5 trillion dollars over a decade. Refund liability estimates range from 108 to 133.5 billion dollars based on December 2025 CBP collection data, with some analyses suggesting total exposure approaching 200 billion dollars across all affected jurisdictions. The Court of International Trade ruled in December that it can order refunds even after liquidation. Over 600 complaints covering more than 1,000 companies are stayed pending the Supreme Court decision. If the ruling is adverse, Treasury faces a double shock: loss of projected future revenue and immediate outflow for past collections. The February refunding announcement must communicate borrowing needs into a market where dealer balance sheets are already strained and the marginal buyer has shifted from price-insensitive foreign central banks to price-sensitive leveraged hedge funds. If the Court rules broadly against tariff authority, fiscal projections must be revised upward at the precise moment Treasury needs market confidence in those projections.

Prediction markets assign 68 to 79 percent probability that the administration loses the IEEPA tariff cases. The Federal Circuit ruled 7-4 in August 2025 that IEEPA’s “regulate importation” language does not authorize sweeping tariffs. The statute permits regulation, the court found, but does not explicitly grant the power to impose duties, which is an Article I power strictly reserved for Congress. The major questions doctrine played prominently in the reasoning: Congress must speak clearly if it wishes to assign decisions of vast economic and political significance to the executive branch. Congress did not speak clearly.

Oral arguments in November 2025 revealed skepticism from justices across the ideological spectrum. Chief Justice Roberts emphasized that imposing tariffs and taxes has always been the core power of Congress. Justice Gorsuch expressed concern about the nondelegation doctrine, the principle that Congress cannot hand over its core taxation powers to the President without clear intelligible principle. Justice Kagan noted the statute lacks the specific word “tariffs,” contrasting it with other trade acts that use the term explicitly. Justice Barrett flagged the danger of allowing IEEPA to bypass established trade statutes, essentially rendering Congressional trade authority moot. The justices’ questions do not dictate the ruling, but they suggest the administration faces an uphill battle.

If the Court rules broadly, the transmission to Treasury markets operates through multiple channels. First, tariff revenue projections embedded in fiscal forecasts must be revised. The February 4 refunding announcement occurs 26 days after the ruling. Treasury officials must communicate borrowing needs into a market processing constitutional uncertainty about the revenue base funding that borrowing. The communication challenge is delicate: acknowledge the ruling’s fiscal implications without projecting panic, maintain market confidence while revising assumptions downward. Second, refund liabilities create immediate fiscal pressure. The amounts are substantial, with estimates ranging from 108 to 133.5 billion dollars based on December collection data, representing immediate cash requirements that affect Treasury’s general account management. Third, alternative tariff authorities exist but require time. Section 232 requires Commerce Department investigation. Section 301 requires USTR investigation. Section 122 is limited to balance of payments emergencies and capped at 150 days. The administration cannot seamlessly substitute authorities. There will be a gap between IEEPA invalidation and alternative implementation, and markets will price the uncertainty during that gap.

 Even if it invalidates IEEPA tariffs, the Court may limit remedy to prospective application, citing disruption from retroactive relief under the Hammons precedent. The constitutional confrontation is containable. The response is that remedy uncertainty is itself volatility-inducing. The lower courts framed the authority question sharply. Whether broad or narrow, the ruling creates a gap in executive trade authority that markets must price. The transmission to fiscal assumptions and auction demand operates even with narrow ruling, just with smaller magnitude.

How Treasury Market Plumbing Became the Single Point of Failure for the Post-1945 Order, and What Happens When Three Constraints Bind Simultaneously in February 2026

Wednesday, March 20, 2024

SCOTUS: LINKE V. FREED Y LAS LIMITACIONES CONSTITUCIONALES DE LOS FUNCIONARIOS QUE USAN PLATAFORMAS DIGITALES (I)

 

 

 

 The Supreme Court on Friday (15-03-2024) ruled that public officials who post about topics relating to their work on their personal social media accounts are acting on behalf of the government, and therefore can be held liable for violating the First Amendment when they block their critics, only when they have the power to speak on behalf of the state and are actually exercising that power.

 Held: A public official who prevents someone from commenting on the official’s social-media page engages in state action under §1983 only if the official both (1) possessed actual authority to speak on the State’s behalf on a particular matter, and (2) purported to exercise that au- thority when speaking in the relevant social-media posts. Pp. 5–15.


(a) Section 1983 provides a cause of action against “[e]very person who, under color of any statute, ordinance, regulation, custom, or us- age, of any State” deprives someone of a federal constitutional or stat-utory right. (Emphasis added.) Section 1983’s “under color of” text makes clear that it is a provision designed as a protection against acts attributable to a State, not those of a private person. In the run-of- the-mill case, state action is easy to spot. Courts do not ordinarily pause to consider whether §1983 applies to the actions of police offic- ers, public schools, or prison officials. Sometimes, however, the line between private conduct and state action is difficult to draw. 

In Griffin v. Maryland, 378 U. S. 130, for example, it was the source of the power,
not the identity of the employer, which controlled in the case of a dep-
utized sheriff who was held to have engaged in state action while em-
ployed by a privately owned amusement park. Since Griffin, most
state-action precedents have grappled with whether a nominally pri-
vate person engaged in state action, but this case requires analyzing
whether a state official engaged in state action or functioned as a pri-
vate citizen.
Freed’s status as a state employee is not determinative. The distinc-
tion between private conduct and state action turns on substance, not
labels: Private parties can act with the authority of the State, and state
officials have private lives and their own constitutional rights—includ-
ing the First Amendment right to speak about their jobs and exercise
editorial control over speech and speakers on their personal platforms.
Here, if Freed acted in his private capacity when he blocked Lindke
and deleted his comments, he did not violate Lindke’s First Amend-
ment rights—instead, he exercised his own. Pp. 5–8.


(b) In the case of a public official using social media, a close look is definitely necessary to categorize conduct. In cases analogous to this one, precedent articulates principles to distinguish between personal
and official communication in the social-media context. A public offi- cial’s social-media activity constitutes state action under §1983 only if the official (1) possessed actual authority to speak on the State’s be- half, and (2) purported to exercise that authority when he spoke on social media. The appearance and function of the social-media activity are relevant at the second step, but they cannot make up for a lack of state authority at the first. Pp. 8–15.


(1) The test’s first prong is grounded in the bedrock requirement
that “the conduct allegedly causing the deprivation of a federal right
be fairly attributable to the State.” Lugar v. Edmondson Oil Co., 457
U. S. 922, 937 (emphasis added). Lindke’s focus on appearance skips
over this critical step. Unless Freed was “possessed of state authority”
to post city updates and register citizen concerns, Griffin, 378 U. S., at
135, his conduct is not attributable to the State. Importantly, Lindke
must show more than that Freed had some authority to communicate
with residents on behalf of Port Huron. The alleged censorship must
be connected to speech on a matter within Freed’s bailiwick. There
must be a tie between the official’s authority and “the gravamen of the
plaintiff’s complaint.” Blum v. Yaretsky, 457 U. S. 991, 1003.
To misuse power, one must possess it in the first place, and §1983
lists the potential sources: “statute, ordinance, regulation, custom, or
usage.” Determining the scope of an official’s power requires careful
attention to the relevant source of that power and what authority it
reasonably encompasses. The threshold inquiry to establish state ac-
tion is not whether making official announcements could fit within a
job description but whether making such announcements is actually
part of the job that the State entrusted the official to do. Pp. 9–12.


(2) For social-media activity to constitute state action, an official must not only have state authority, he must also purport to use it. If the official does not speak in furtherance of his official responsibilities,
he speaks with his own voice. Here, if Freed’s account had carried a label—e.g., “this is the personal page of James R. Freed”—he would be entitled to a heavy presumption that all of his posts were personal, but Freed’s page was not designated either “personal” or “official.” The ambiguity surrounding Freed’s page requires a fact-specific undertak- ing in which posts’ content and function are the most important con- siderations. A post that expressly invokes state authority to make an announcement not available elsewhere is official, while a post that merely repeats or shares otherwise available information is more likely personal. Lest any official lose the right to speak about public affairs in his personal capacity, the plaintiff must show that the official purports to exercise state authority in specific posts. The nature of the social-media technology matters to this analysis.
For example, be- cause Facebook’s blocking tool operates on a page-wide basis, a court would have to consider whether Freed had engaged in state action with respect to any post on which Lindke wished to comment. Pp. 12–15.


37 F. 4th 1199, vacated and remanded.

 BARRETT , J., delivered the opinion for a unanimous Court